Regulatory Compliance Consulting

Don't worry, we've been through this before.

In the current regulatory environment, financial institutions frequently find themselves facing tough mandates and regulatory actions related to money laundering and terrorist financing. The potential sanctions, penalties and risk to reputation are daunting. Partnering with consultants with the proper level of experience can provide you with a level of reassurance.

When regulatory compliance consulting needs arise, Kaufman, Rossin & Co. can be the perfect complement to your team. On matters as complex and sensitive as these, you need to know that your consultants' experience, discretion, strategic vision and unbiased opinions will meet your expectations.

Kaufman, Rossin can help you meet the regulatory requirements of the FFIEC, OCC, FRB, FDIC, and NCUA.

Our team has extensive experience assisting financial institutions with anti-money laundering (AML), Bank Secrecy Act (BSA) , and Office of Foreign Assets Control (OFAC) compliance programs and conducting complex money laundering and fraud investigations in North America, Central and South America, and the Caribbean.

Our experience includes:

  • anti-money laundering
  • USA PATRIOT Act
  • Bank Secrecy Act
  • Office of Foreign Assets Control (OFAC)
  • Foreign Corrupt Practices Act (FCPA)
  • internal corporate investigations and compliance matters